B_06.01 b_06.01.csv

Key: c0010 + c0040. Rows with the same key are rejected (806); an empty key cell rejects the file (805). References: c0040 must exist in B_01.02 (807). Referenced by: B_02.02 c0050+c0020.

Column	Meaning	Type	Allowed values
`c0010` key	Function Identifier	text
`c0020`	Licenced activity	code	131 codes `eba_TA:qx277` Non-life reinsurance activities `eba_TA:qx278` Life-reinsurance activities `eba_TA:x104` Foreign exchange services `eba_TA:x133` Reception and transmission of orders `eba_TA:x134` Execution of orders on behalf of clients `eba_TA:x136` Portfolio management `eba_TA:x137` Investment advice `eba_TA:x138` Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis `eba_TA:x139` Placing of financial instruments without a firm commitment basis `eba_TA:x140` Operation of an MTF `eba_TA:x141` Operation of an OTF `eba_TA:x143` Granting credits or loans to investors `eba_TA:x144` Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings `eba_TA:x146` Investment research and financial analysis `eba_TA:x147` Services related to underwriting `eba_TA:x162` Taking deposits and other repayable funds `eba_TA:x163` Lending activities `eba_TA:x164` Financial leasing `eba_TA:x165` Issuing and administering other means of payment `eba_TA:x166` Guarantees and commitments `eba_TA:x167` Guarantees and commitments related to securities lending and borrowing, within the meaning of point 6 of Annex I to Directive 2013/36/EU `eba_TA:x168` Trading for own account or for account of customers `eba_TA:x169` Participation in securities issues and the provision of services relating to such issues `eba_TA:x170` Advisory services `eba_TA:x171` Money broking `eba_TA:x172` Portfolio management and advice `eba_TA:x173` Dealing on own account `eba_TA:x174` Safekeeping and administration of securities `eba_TA:x175` Safekeeping and administration of financial instruments for the account of clients `eba_TA:x176` safe-keeping and administration in relation to shares or units of collective investment undertakings `eba_TA:x177` non-core services (safekeeping and administration in relation to units of collective investment undertakings) `eba_TA:x178` Safe custody services `eba_TA:x179` Credit reference services `eba_TA:x180` Issuing electronic money `eba_TA:x181` reception and transmission of orders for crypto-assets on behalf of clients `eba_TA:x182` Portfolio management on crypto-assets `eba_TA:x183` management of portfolios of investments (AIFMD) `eba_TA:x184` management of portfolios of investments (UCITSD) `eba_TA:x185` Non-Life Insurance: Classes 1 and 2: ‘Accident and Health Insurance’ `eba_TA:x186` Non-Life Insurance: Classes 1 (fourth indent), 3, 7 and 10: ‘Motor Insurance’ `eba_TA:x187` Non-Life Insurance: Classes 1 (fourth indent), 4, 6, 7 and 12: ‘Marine and Transport Insurance’ `eba_TA:x188` Non-Life Insurance: Classes 1 (fourth indent), 5, 7 and 11: ‘Aviation Insurance’ `eba_TA:x189` Non-Life Insurance: Classes 8 and 9: ‘Insurance against Fire and other Damage to Property’ `eba_TA:x190` Non-Life Insurance: Classes 10, 11, 12 and 13: ‘Liability Insurance’ `eba_TA:x191` Non-Life Insurance: Classes 14 and 15: ‘Credit and Suretyship Insurance’ `eba_TA:x192` Non-Life Insurance: All classes, at the choice of the Member States, which shall notify the other Member States and the Commission of their choice `eba_TA:x193` Life Insurance: The life insurance referred to in points (a)(i), (ii) and (iii) of Article 2(3) excluding those referred to in II and III `eba_TA:x194` Life Insurance: Marriage assurance, birth assurance `eba_TA:x195` Life Insurance: The insurance referred to in points (a)(i) and (ii) of Article 2(3), which are linked to investment funds `eba_TA:x196` Life Insurance: Permanent health insurance, referred to in point (a)(iv) of Article 2(3) `eba_TA:x197` Life Insurance: Tontines, referred to in point (b)(i) of Article 2(3) `eba_TA:x198` Life Insurance: Capital redemption operations, referred to in point (b)(ii) of Article 2(3) `eba_TA:x199` Life Insurance: Management of group pension funds, referred to in point (b)(iii) and (iv) of Article 2(3) `eba_TA:x200` Life Insurance: The operations referred to in point (b)(v) of Article 2(3) `eba_TA:x201` Life Insurance: The operations referred to in Article 2(3)(c) `eba_TA:x202` insurance distribution `eba_TA:x203` reinsurance distribution `eba_TA:x204` Investment services related to the underlying of the derivatives `eba_TA:x205` Retirement-benefit related operations and activities arising therefrom `eba_TA:x206` issuance of credit ratings `eba_TA:x207` administering the arrangements for determining a benchmark `eba_TA:x208` collecting, analysing or processing input data for the purpose of determining a benchmark `eba_TA:x209` determining a benchmark through the application of a formula or other method of calculation or by an assessment of input data provided for that purpose `eba_TA:x210` publication of benchmark `eba_TA:x211` Provision of crowdfunding services `eba_TA:x212` ancillary non-securitisation services `eba_TA:x213` ancillary securitisation services `eba_TA:x214` collection and maintenance of the records of derivatives (non-SFTs) `eba_TA:x215` collection and maintenance of the records of SFTs `eba_TA:x216` collection and maintenance of the records of securitisations `eba_TA:x217` activity as approved publication arrangement `eba_TA:x218` activity as consolidated tape provider `eba_TA:x219` activity as approved reporting mechanism `eba_TA:x220` Services enabling cash to be placed on a payment account as well as all the operations required for operating a payment account `eba_TA:x221` Services enabling cash withdrawals from a payment account as well as all the operations required for operating a payment account `eba_TA:x222` Execution of payment transactions, including transfers of funds on a payment account with the user’s payment service provider or with another payment service provider `eba_TA:x223` Execution of payment transactions where the funds are covered by a credit line for a payment service user `eba_TA:x224` Issuing of payment instruments and/or acquiring of payment transactions `eba_TA:x225` Money remittance `eba_TA:x226` Payment initiation services `eba_TA:x227` Account information services `eba_TA:x228` Providing custody and administration of crypto-assets on behalf of clients `eba_TA:x229` operation of a trading platform for crypto-assets `eba_TA:x230` Operation of a Regulated Market `eba_TA:x231` exchange of crypto-assets for funds `eba_TA:x232` exchange of crypto-assets for other crypto-assets `eba_TA:x233` execution of orders for crypto-assets on behalf of clients `eba_TA:x234` placing of crypto-assets `eba_TA:x235` providing advice on crypto-assets `eba_TA:x236` providing transfer services for crypto-assets on behalf of clients `eba_TA:x237` issuance of asset-referenced tokens `eba_TA:x238` notary service `eba_TA:x239` central maintenance service `eba_TA:x240` settlement service `eba_TA:x241` Organising a securities lending mechanism, as agent among participants of a securities settlement system `eba_TA:x242` collateral management services `eba_TA:x243` general collateral management services `eba_TA:x244` Establishing CSD links, providing, maintaining or operating securities accounts in relation to the settlement service, collateral management, other ancillary services `eba_TA:x245` Settlement matching, instruction routing, trade confirmation, trade verification `eba_TA:x246` Services related to shareholders’ registers `eba_TA:x247` Supporting the processing of corporate actions, including tax, general meetings and information services `eba_TA:x248` New issue services, including allocation and management of ISIN codes and similar codes `eba_TA:x249` Instruction routing and processing, fee collection and processing and related reporting `eba_TA:x250` Providing regulatory reporting `eba_TA:x251` "Providing information, data and statistics to market/census bureaus or other governmental or inter-governmental entities" `eba_TA:x252` Providing IT services `eba_TA:x253` "Providing cash accounts to, and accepting deposits from, participants in a securities settlement system and holders of securities accounts, within the meaning of point 1 of Annex I to Directive 2013/36/EU" `eba_TA:x254` "Providing cash credit for reimbursement no later than the following business day, cash lending to pre-finance corporate actions and lending securities to holders of securities accounts, within the meaning of point 2 of Annex I to Directive 2013/36/EU" `eba_TA:x255` " Payment services involving processing of cash and foreign exchange transactions, within the meaning of point 4 of Annex I to Directive 2013/36/EU" `eba_TA:x256` Treasury activities involving foreign exchange and transferable securities related to managing participants’ long balances `eba_TA:x257` Any other NCA-permitted non-banking-type ancillary services not specified in Annex of Regulation (EU) No 909/2014 (CSDR) - Section B `eba_TA:x258` Any other NCA-permitted Banking-type ancillary services not specified in Annex of Regulation (EU) No 909/2014 (CSDR) - Section C `eba_TA:x259` interposition between counterparties `eba_TA:x260` risk management `eba_TA:x261` legal and fund management accounting services `eba_TA:x262` customer inquiries `eba_TA:x263` valuation and pricing, including tax returns `eba_TA:x264` regulatory compliance monitoring `eba_TA:x265` maintenance of unit-/shareholder register `eba_TA:x266` unit/shares issues and redemptions `eba_TA:x267` maintenance of unit-holder register `eba_TA:x268` unit issues and redemptions `eba_TA:x269` contract settlements (including certificate dispatch) `eba_TA:x270` distribution of income `eba_TA:x271` record keeping `eba_TA:x272` Marketing `eba_TA:x273` services necessary to meet the fiduciary duties of the AIFM `eba_TA:x274` investment advice concerning one or more of the instruments listed in Annex I, Section C to Directive 2004/39/EC `eba_TA:x275` Ancillary services `eba_TA:x276` supporting function `eba_TA:x28` Payment services
`c0030`	Function name	text
`c0040` key	LEI of the financial entity	text
`c0050`	Criticality or importance assessment	code	`eba_BT:x21` Assessment not performed `eba_BT:x28` Yes `eba_BT:x29` No
`c0060`	Reasons for criticality or importance	text
`c0070`	Date of the last assessment of criticality or importance	date yyyy-mm-dd
`c0080`	Recovery time objective of the function	integer
`c0090`	Recovery point objective of the function	integer
`c0100`	Impact of discontinuing the function	code	`eba_ZZ:x791` Low `eba_ZZ:x792` Medium `eba_ZZ:x793` High `eba_ZZ:x799` Assessment not performed

Codes are written with their prefix exactly as shown (for example eba_GA:IE), in lower-case files named b_06.01.csv, columns in any order, header cells lower case.